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Securities Industry
News
Advanced Trader / Wall Street
and Technology
Nikkei Shimbun
and Nikkei CNBC TV (Japan)
- Business Education in the US, Sept 13,
2006
Recent Speaking Engagements:
- "Current Issues in CDO's,
CDSs and SIVs", invited speaker, Association of International Bank Auditors ("AIBA"),
2008, NYC
- "Building a Flexible Algo
Strategy to Reflect Market Conditions and Trading Tactics",
moderator and panelist, TradeTech USA, 2008, NYC
- Straight From the Source:
Integrating DMA Technologies To Bring Additional Liquidity to Your
Trading Desk", moderator and panelist, TradeTech USA, 2008,
NYC
- "Execution and Research:
Ensuring Your Trading Desk Is Getting the Best of Both Worlds",
moderator and panelist, TradeTech USA, 2008, NYC
- "Just What Are The Pitfalls
Of Virtualization Technologies", moderator and panelist, Financial
Technology Congress, 2008, NYC
- "Fourth Annual Conference
Best Execution. How to Measure It -- How to Achieve It In a
Post-Reg NMS World", Conference Chairman, 2008, NYC
- "CDSs, CDOs and SIVs",
invited speaker, Financial Executives International, ("FEI"),
2008, NYC
- "Risk Management for
Non-Quantssm ", Instructor for 2-day seminars in NYC,
Chicago, Toronto, Philadelphia and Boston
- "Successfully Implementing
Virtualization Across the Infrastructure", moderator and panelist,
Waters USA, 2007, NYC
- "By the Trader; For the Trader: How
Algorithmic Providers are Solving the Trader’s Needs",
moderator, panelist and
Conference Chairman, Algo Trading 2007, NYC
- "Introduction to Value at Risk", invited speaker, Performance
Measurement 101 for Marketing & Compliance Professinals, 2007,
NYC
- "Assessing Trading Risk", Conference Chairman, moderator and
panelist, Hedge Fund Trading Forum 2007, NYC
- "Cross Asset - Cross Instrument Derivatives Trading",
Conference Chairman, Moderator of three panels, Trade Tech
Derivatives 2007, NYC
- "Lies Your Professor Taught You", Moderator and speaker, Risk
Management, New York Society of Securities Analysts, 2007, NYC
- "Capital Markets BootCampsm", SEO NYC and Corporate
Clients in NYC, Boston and Madrid (via webcast)
- "Challenges and Opportunities of Electronic Trading in Global
Markets", Panelist, 2007 Global Securities Trading Forum, NYC
- "Changes in Market Structure Focus Summit", Conference
Chairman, Moderator and Speaker, Trade Tech 2007, NYC
- "2006 in the Life of the NYSE", Invited Speaker, Financial
Executives International, 2007, NYC
- "What the Trader Wants: Essential Applications for Managing
the Trading Desk's Expectations", Moderator and Panelist, Algo
Trading 2006, NYC
- "Hedge Fund Risk Management", Moderator and Panelist,
Hedge Fund Trading, NYC 2006
- "Developments in Algorithmic Trading & Advanced Electronic
Trading", Moderator and Panelist, Derivatives and Securities
World, NYC 2006
- "Achieving Consistency in TCA", Moderator and Panelist,
Transaction Cost Analysis 2006, NYC
- "The Future of Stock Exchanges", Conference Chairman and
Moderator, Trade Tech 2006, NYC
- "Transaction Cost Research: Analyzing the True Cost of a Trade
and Ensuring Best Execution", Moderator and Panelist, Trading
Technology: Advanced Execution Strategies, NYC 2006
- "Re-Examining Best Execution and Liquidity in Light of
Regulatory Developments and Industry/Technology Advances",
Moderator and Panelist, Conference on Advanced Execution
Strategies, 2005, NYC
- "Hype in Algorithmic Trading", Panelist, Algorithmic Trading
Best Practices 2005, NYC
- "Planning Your STP Budget", Panelist, Wall Street and
Technology STP Conference, NYC
- "Trends in the Financial Services Industry", Baruch College,
CUNY, Impact of Technology Conference
- "Issues in Implementing Risk Management Systems", NYU Stern
School of Business, guest lecturer
- "How OMS's Can Add Value in a Direct Access World", IT in
Financial Services Conference, San Diego
- "The Use of IT to Address The Mutual Fund Crisis", Baruch
College, CUNY, Honors Program
- "Straight Through Processing - From Buy Side to Settlement",
STP Conference, NYC
- "Requirements Gathering with Use Cases", Fidelity Center for
Advanced Technology, Boston
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